Investment and Retirement Services

YOUR JOB IS TO SAVE. MY JOB IS TO DELIVER PRUDENT SOLUTIONS TO HELP YOU GROW YOUR FUTURE

 

Investment and Retirement Services

Everything we do involves your money, time, and resources. As such, we must provide prudent solutions to achieve your goals.  In most cases, our recommended solutions involve both personal investment accounts and suggestions on employer-sponsored accounts like a 401(k).

Regardless of if we are working on personal investments or employer-sponsored investment plans we follow a simple but effective process: Organize, Formalize, Implement and Monitor

Organize

We identify your goals, time horizon, risk tolerance, budget, concerns, challenges, and other specific issues for you or your business.

Formalize

We document the information discovered in our Organize step and create a roadmap to chart your journey to achieving your stated goals and expectations. For employer-sponsored plans, this is the Investment Policy Statement.

Implement

Once you approve the plan we implement it to help achieve your goals and meet and exceed your expectations.

Monitor

Finally, and most importantly, we monitor your investments and plans to make sure we are on track to reaching your goals. This involves benchmarking your investments or the employer-sponsored plan to ensure they are performing as expected and remain relevant and competitive from a fee and cost standpoint.

Employer Sponsored Retirement Plans

Each business is unique.

Each employee is unique.

What is constant is our commitment making sure every employer-sponsored plan we work with:

  • Operates under a customized Investment Policy Statement
  • Are cutting edge in terms of plan design
  • Has low cost fees
  • Is benchmarked on a regular basis
  • Minimizes the fiduciary liability of the plan sponsor
  • Works toward 100% participant enrollment

401k
SEP IRAs
Simple IRAs
Profit Sharing
Defined Benefits Plans
Solo 401k

Investment & Financial Services

Almost every life goal requires planning, resources, and money. Some goals are short term, some span multiple generations, and the rest are somewhere in between. Regardless of the time horizon, all goals are unique to the individual. Our job is help you define and refine your goals and plot a path to accomplish them. At the same time, we must add objectivity and perspective. Our goal is to not criticize yesterday’s behavior but to set you on the right path today.

Whatever your goal, we have the investment and planning solution. Let us help you look forward.

Mutual Funds
Fixed Annuities
Variable Annuities
Comprehensive Financial Plans
Third Party Money Management Programs
Income Distribution Planning
Charitable Giving Planning 
Rollover IRAs
Traditional IRAs
Roth IRAs
Education IRAs
529 College Savings Plans
Non-Qualified Investments
Brokerage Accounts